The World Through a Different Window: 
An International Perspective on Research 
Robert P. Grathwol, 
Director, US Liaison Office, Alexander von Humboldt Foundation


[The essay is an adaptation of a presentation given at the San Diego meeting of the International Union of Physiological Science, April 1-5, 2005.] 

The Nobel Prize winning economist James Buchanan advised his graduate students that, to be creative, they needed to “see the world through a different window.” 

I apply Buchanan’s admonition through the prism of my personal experience. Long ago, as an American college graduate of modest means, I was fortunate to win a year of total immersion in a non-American culture and university life; I stayed for two years and returned with a degree from a French university. The experience, which shaped my research career and enormously enriched me personally, coupled with years of observation since, convinced me that a research stay abroad has value intellectually, educationally, and practically. 

If Buchanan’s advice to see differently aims to stimulate creativity, then living and working in a foreign culture offers an incredible opportunity. Coping with a different culture challenges us to look at the world anew, to confront cultural filters daily that refract our perspective.
Just as creativity benefits, so does practicality. The networks forged abroad can serve for a lifetime, both professionally and personally. Learning how to work in another culture hones abilities increasingly necessary in a global marketplace for talent and labor. The Indians of Bangalore have learned this lesson so well that now our work is being outsourced to them rather than their talent coming to study with us. Look at Thomas L. Friedman’s recent book, The World is Flat (1). 

The increasing competitiveness of research institutions beyond our borders is borne out by the academic ranking of 500 universities published in November 2004 by Shanghai Jiaotong University. Eight of the top 30 universities are non-American. In a similar list published on the other side of the globe by the London Times a few weeks later, nine of the top 20 universities are outside the United States. Universities in Tokyo, Kyoto, Beijing, Singapore, Canberra, and Melbourne—all concentrated in Australasia—are near the top of one list or the other. Bill Gates chose to open an advanced Microsoft research facility in India in January 2005 because, he states flatly, India and China are producing more of the best engineering minds than the United States. It is Microsoft’s second overseas research laboratory in Asia; the first opened in Beijing in 1998. 

Microsoft’s investment in Asia suggests a potential shift in the locus of excellence in research and education. An article in a recent New York Times/International Herald Tribune reported that China is “attracting a growing number of the brightest students, scholars, and professionals from southeast Asian countries” such as Thailand, Singapore, and Indonesia. Five years ago, before the attacks on the World Trade Center, 6,250 Indonesian students received visas to the United States. In 2003, the number was 1,333, a decline of 79%. By contrast, 2,563 Indonesians were admitted to Chinese universities that same year, an increase of 51% over 2002! Indonesia’s post-1945 leadership was dubbed “the Berkeley Mafia” because so many had degrees from the University of California-Berkeley. Will those educated in China dominate a 21st century generation of Asian leaders? 

The United States has long profited from an infusion of non-American intellectual talent, but in the new global environment, the flow may be changing. In 2002, the United States had 586,000 foreign students enrolled in US universities—the largest foreign contingent in any one country. Great Britain ranked second, with 270,000, and Germany ranked third, with 227,000. Those numbers represented an increase for Britain of 15% and for Germany of 10%, but a decline of 6% for the United States. Our “brain gain” may be waning.

Like Asia, Europe is investing in the internationalization of its research establishment. The European Union has mounted an aggressive effort (the Sixth Framework) to promote international experience in research and advanced study. The plan earmarks 17.5 billion Euros over five years to support programs that enhance the international exposure of European researchers. The European Community is also financing non-Europeans at European research installations. The European Community as a whole values the foreign research experience enough to put up money to expand access to it. 

Indications are prevalent that in Asia and in Europe money and thought are being invested in providing advanced researchers with opportunities for international experience—and that researchers are responding. By contrast, nearly every statistical indicator shows that support for international education in the United States holds a very low priority and that, even when opportunities exist, American researchers are unaware or uninterested in them. Throughout the 1990s, US applications for Fulbright Senior Scholar awards, for National Science Foundation fellowships to Japan, and for Humboldt Foundation Research Fellowships showed a marked decline. 

When college faculty were asked how many months during the past three years faculty members they had traveled abroad, 65 percent said none. About 80 percent of US faculty has never collaborated with a foreign scholar. 

Student participation in the international world is no more prevalent. Less than one percent of American college students study abroad and the vast majority of those participate in programs that last as few as eight weeks. 

Why this indifference? I suggest six propositions that account for the limited interest that Americans show towards a research experiences abroad:
  • The Curse of our preeminence: Why worry? 
  • The level of our arrogance: Why bother?
  • The Economy: What about that job?
  • The allure of money: Why settle for less?
  • A lack of awareness: Go where?
  • Career path difficulties: How do I balance all this?

Of these, our preeminence and our arrogance are the most troubling, and perhaps the least justified. It is true that for several decades the United States has enjoyed preeminence in research and higher education. The size alone of our educational establishment makes a case for our favored position—3,600 non-profit colleges and universities and another 3,000 similar proprietary schools. Our educational system has been open to applicants of widely varying social, economic, ethnic and national backgrounds, and prior educational attainment. This has been an attraction, as is the openness and flexibility of our professions and our economy. Our world political leadership has lent additional prestige, and the worldwide fascination since World War II with our popular culture has exerted a magnetism that has drawn many bright people here to learn and to pursue research and professional careers. Finally, the English language, especially the American idiom, dominates science and commerce, so that developing fluency confers a great advantage. 

All of these factors are real, and they combine to promote smugness. That smugness contributes directly to our arrogance, and both attitudes dampen any inclination to put us out to go abroad. At a recent meeting I mentioned the Humboldt Foundation’s eagerness for more qualified applicants from the United States. A senior scholar representing a university of renown responded, “When I advise my postdocs, I always tell them to go where the best science is.” His meaning was clear—the best science was in his back yard, not abroad. In short, “Why worry? Why bother?” 

The attitude expressed by this comment will not encourage international experience nor cultivation of the skills needed in a global marketplace for talent and achievement. Mentors exercise a dominant influence on the careers of PhD researchers; as the world changes, they may have to worry, they may have to bother, to help their young researchers either keep up or catch up. 

While attitudes are malleable, other factors are beyond our control. That is true of the economy and possibly of two career families. Partners may face dilemmas such that no opportunity for one can counterbalance the potential loss of opportunity or income for the other. 

The allure of money means weighing short-term and long-term advantage. An overseas stipend may be less than a postdoctoral salary in the United States, but the long-term benefits may more than compensate for the short-term monetary discrepancy. Mentors can emphasize that a professional stint abroad may have long-term value and be worth some short-term sacrifice. Senior researchers can help alleviate fear that someone overseas is locked out of jobs, perhaps by arranging temporary positions for young researchers returning from abroad so that they can reintegrate into the domestic networks that will lead them to their next position. Help may be as modest as finding financing for a ticket to a conference or a job interview in the United States. 

The lack of awareness of the opportunities for finding financial support for research sojourns abroad is alleviated by invitations such as I received to write this article and by the session at the meeting in San Diego to present these ideas. 

For its part, the Alexander von Humboldt Foundation has a longstanding commitment to international collaboration in research. Over the past 50 years, the Foundation has disbursed about 1 billion Euros to support 23,000 non-German scholars (and their families) during extended research stays in Germany. As a result, it has a network of highly accomplished individuals from more than 130 countries around the globe. Four Humboldt research grant programs are particularly relevant. 

The Humboldt Research Fellowship brings to Germany active, publishing, non-German researchers of any nationality, in any field of research, who hold a PhD and who are under 40 (http://www.humboldt-foundation.de/en/programme/stip_aus/stp.htm).

The Feodor Lynen Research Fellowship sends German PhD holders under 38 years old to work with a former Humboldt-grantee at his/her home institution.
 (http://www.humboldt-foundation.de/en/programme/stip_deu/flf.htm). 

The Humboldt TransCoop Award (Transatlantic Cooperation in Research) has no age limit but still requires a PhD. Aimed more at the social sciences, humanities, law, and economics than at natural sciences, TransCoop grants provide seed money for new collaborations between a German scholar and a North American scholar (US or Canadian). (http://www.humboldt-foundation.de/en/programme/stip_aus/transcoop.htm). 

The Humboldt Research Award acknowledges and rewards a candidate’s internationally recognized lifetime of broad and distinguished achievement and contributions to research. All nationalities and all fields are eligible but nominations must come to the Humboldt Foundation from eminent German scholars; no direct applications are accepted. (http://www.humboldt-foundation.de/en/programme/preise/pt.htm and http://www.humboldt-foundation.de/en/programme/preise/bessel_d_01_01.htm). 

The Humboldt Foundation has also tried to address the tenure track dilemma that makes young researchers reluctant to venture abroad. It has instituted shorter-term stays (minimum three months in three successive years) for applicants from the United States for its Humboldt Research Fellowship. This may help overcome the objection that research abroad precludes spending substantial time “at home” to develop a lab and a research team or to keeping the tenure process on schedule precludes research abroad. The Foundation also recognizes that career paths for women differ from those of men and, therefore, allows some leeway on the age limit for the Humboldt Research Fellowship if a woman’s career path has been influenced by child bearing and child rearing. 

These opportunities are specific to the Humboldt Foundation and to Germany. Many other opportunities exist—Fulbright, NSF, Marie Curie fellowships. The catch is finding the information and having mentors willing to promote the possibilities. Those of you who are Humboldtians—who number about 4,500 in the United States—can help by acknowledging the Foundation’s support whenever you make a professional presentation. (We can send you a Power Point slide or transparency to use.) You can put us in touch with your professional journals and newsletters, especially the latter, where we might place announcements about the Humboldt grants. You can relay your own experience to younger colleagues and encourage them to look into the Foundation’s programs (http://www.humboldt-foundation.de).

Finally, we can all foster a more positive attitude about research abroad if we rephrase the remark about “going where the best science is.” Perhaps we can incorporate James Buchanan’s proposition by saying: “When advising my students and postdocs, I tell them to explore a research stay abroad, because that may give them their best opportunity to look at the world through a different window.” 

References

#Friedman. The World is Flat: A Brief History of the Twenty-First Century. New York: Farrar, Straus and Giroux. 2005.

Dr. Grathwol may be reached at avh@verizon.net 


[Index]  [Mentoring for Success in Physiology] [158th APS Business Meeting] [IUPS 2005 Memories] [IUPS 2005—From Genomes to Functions] [IUPS Travel Award Program] [Graduate Students and Postdoctoral Fellows Receive tum Suden/Hellebrandt Professional Opportunity Awards] [Undergraduate Students Receive  David S. Bruce Awards for  Excellence in Undergraduate  Research] [David S. Bruce Undergraduate  Research Awards] [Summer Research Teachers  and Research Hosts Honored  at Luncheon] [Undergraduate Research  Highlighted at IUPS/EB  Meeting] [Section Awardees] [APS News] [Membership] [Education] [APS Statement on Animal Use Using Animals in Teaching: APS Position Statement and Rationale] [Public Affairs] [Positions Available] [People & Places] [News From Senior Physiologists] [Announcements] [Scientific Meetings and Congresses]