
Public Affairs
APS Urges Revisions to VA Peer Review Plan
APS to Sponsor 2004 Mass Media Fellowship
Zerhouni Proposes NIH “Roadmap”
AAHRPP Offering Accreditation Workshops in Washington
Primates in Research: Opportunity and Challenge
APS Urges
Revisions to VA Peer Review Plan
Merit review of grant applications at the Department of
Veterans Affairs’ Office of Research and Development (ORD) has been a topic of
concern since the spring. On April 1, 2003, DVA Chief of Research and
Development Nelda Wray informed 18 investigators that support for their research
would not be forthcoming, as they had earlier been told to expect. These
decisions were based in part upon a re-review of investigators’ “productivity”
using new guidelines established by Wray.
The April 1 announcement provoked a firestorm of protest
within the VA investigator community. The “de-funding” of the grants took place
on the very day that funding was supposed to have commenced. Wray, who was then
only a few months into her tenure, said that the rescissions were needed so that
ORD could move new directions. The funding decision on one grant was
subsequently reversed, and bridge funding was provided to the remaining 17
investigators, but widespread concerns remained. Wray began a series of
consultations with VA investigators and the broader research community to
discuss her vision of how to make the VA’s $400 million research program more
responsive to veterans’ health needs.
Along with broad questions about the direction of the ORD
research program, there has also been an on-going discussion about merit review
of grant applications centering on how the qualifications of grant applicants
should be assessed. Many researchers objected to the secondary review of
productivity by ORD staff that produced numerical scorecards based upon specific
criteria. Wray responded by asking for comments on the criteria as well as on
the question of who should evaluate applicant qualifications. The APS provided
comments that in opposition to both the numerical scoring and the role of ORD in
the review process.
In a comment letter, APS President John Williams urged ORD
“not to implement this numerical scoring system, but rather to provide
appropriate guidance” to peer reviewers. Peer reviewers are “the appropriate
ones to make this assessment rather than the ORD central staff,” Williams wrote.
He also pointed out that the proposed criteria “have not been validated as
predictors of performance” and noted further that the “proposed performance
criteria are not reflective of productivity across disciplines and in different
types of research projects.”
In the sample productivity criteria for a full professor
supplied by ORD, full marks for “excellent” productivity would be awarded to an
individual who had two or more active grants from non-VA funding sources, was
the principal investigator on at least one grant, and was primary author on all
(or most) of five or more articles a year that were published in “high quality,
peer reviewed journals” as defined by ORD.
“These yardsticks are not universal indicators of ‘excellent’
productivity,” Williams noted in the APS letter. “In fact, numerous scenarios
can readily be imagined if these standards were implemented that would unjustly
‘reward’ or ‘punish’ investigators because of the nature of their research,”
Williams wrote.
The letter goes on to list the following issues that were not
reflected in the proposed productivity criteria:
Complexity of the work. There are significant differences in expected productivity across disciplines, with clinical research and epidemiological studies representing two notable areas that require an extended period to reach fruition. Similarly, productivity for a discipline such as physiology will differ from that in other areas of science.
Publication impact: Journal impact factors may not be the most appropriate measure of the actual impact of the research. Subspecialty journals may have relatively low impact factors but research published in them may have immediate and significant impact on those practicing in the field.
Multiple responsibilities of PI’s. The output of a research group depends upon the scope of its funding. Many productive VA investigators also have important non-research responsibilities such as clinical service, teaching and training, and administrative duties. It would be counterproductive to the VA’s mission if the ORD productivity assessment criteria were to create incentives for personnel to divorce themselves from these activities in order to improve their chances of obtaining VA research funding. Numbers of papers alone is not a valid measure of productivity because it fails to take into account how much of the PI’s effort is dedicated to research and number of personnel in the lab.
Funding: To take account only of outside funding will distort the focus of the VA research program by tending to reward those whose research is aligned with the research objectives of other funding sources.
“Output is so dependent upon the specific
situation of investigators that productivity cannot be accurately compared
through numerical scoring,” Williams noted, summarizing APS concerns.
In response to the comments received, Wray announced in late October that
productivity would be assessed qualitatively rather than scored numerically, and
that merit review panels rather than the ORD office would make those
assessments.
APS to Sponsor 2004
Mass Media Fellowship
For the sixth consecutive year, APS will sponsor an American
Association for the Advancement of Science (AAAS) Mass Media Science and
Engineering Fellow for summer 2004. Applications are due to the AAAS by January
15, 2004.
The APS-sponsored fellow will be one of approximately two
dozen AAAS Mass Media fellows who will spend 10 weeks during the summer working
in the newsrooms of newspapers, magazines, Internet news outlets, and radio and
television stations. Fellows will receive a short training course in science
journalism prior to the fellowship, and will spend the summer developing their
ability to communicate complex scientific issues to non-scientists and improving
public understanding of science. The AAAS arranges placements at participating
media outlets as part of the selection process. The fellowship includes travel
to Washington for orientation and evaluation sessions at the beginning and end
of the summer, as well as travel to the job site and a weekly stipend based upon
local cost of living.
Individuals must be currently enrolled as a graduate or
postgraduate student of physiology or a related discipline to apply for the APS
fellowship. The application form is available in the “Student Awards” section of
the APS website at
http://www.the-aps.org/awards/student.htm#AAAS. Additional fellowships are
available for students in other scientific and engineering disciplines.
Information about the program is posted on the AAAS Education and Human
Resources Directorate website at
http://ehrweb.aaas.org/massmedia.htm. A brochure with additional information
about the program is also posted on both web sites.
In addition to the application form, applicants must submit a
current résumé, a three- to five-page sample of writing directed to the general
public, transcripts of graduate and undergraduate work, and three letters of
recommendation. Two of the recommendation letters should be from faculty
members, and the third should be a personal reference. The selection process is
designed to seek out qualified candidates especially from under-represented
communities, including African-Americans, Hispanics, Native Americans, and
scientists with disabilities.
For more information or to receive a copy of the application
by mail, contact Stacy Brooks in the APS Communications Office. (Tel.
301-634-7253; Email: sbrooks@the-aps.org).
Zerhouni Proposes
NIH “Roadmap”
NIH Director Elias Zerhouni has proposed that the NIH direct
$2 billion over the next five years to priorities identified in a strategic
planning process he has dubbed the NIH Roadmap. Zerhouni began the consultations
that led to the Roadmap shortly after he was confirmed as NIH director in May
2002.
“There has been a scientific revolution in the last few
years,” Zerhouni said in a September 30 statement announcing the plan. “The
opportunities for discovery have never been greater, but the complexity of
biology remains a daunting challenge.
“With this new strategy for medical research, NIH is uniquely
positioned to spark the changes that must be made to transform scientific
knowledge into tangible benefits for people,” Zerhouni said.
The Roadmap represents Zerhouni’s effort to provide direction
for the NIH in the post-doubling era. It is also needed to explain to Congress
and the public today’s challenges in biology and why it is still important for
the NIH to receive meaningful increases. The major themes of the Roadmap are:
New Pathways to Discovery
Research Teams of the Future
Reengineering the Clinical
Research Enterprise
Further information is available on the NIH
website at http://nihroadmap.nih.gov.
Zerhouni plans to allocate $124 million for programs related
to the Roadmap in the fiscal year that began October 1, 2003. The President’s FY
2004 budget request for the NIH included $35 million for Roadmap activities. The
balance of the funds in FY 2004 as well as the vast majority of funding in
future years will come from the institutes, centers, and divisions of the NIH.
AAHRPP Offering
Accreditation Workshops in Washington
The Association for the Accreditation of Human
Research Protection Programs (AAHRPP) is offering one- and three-day workshops
to assist research facility staff in preparing a self-assessment. An
institutional self-assessment is the first step in seeking accreditation of a
human subjects research program.
AAHRPP was incorporated in April 2001. Its founding members
are FASEB, the Association of American Medical Colleges, Association of American
Universities, Consortium of Social Science Associations, National Association of
State Universities and Land-Grant Colleges, National Health Council, and Public
Responsibility in Medicine and Research. AAHRPP offers voluntary accreditation
that employs peer-review and an educational approach.
Through AAHRPP accreditation, research institutions can
demonstrate their commitment and ability to conduct ethically sound research. A
variety of organizations, including universities, hospitals, independent review
boards, and government agencies, may apply.
As of October 2003 full AAHRPP Accreditation had been
extended to Hunter Holmes McGuire VA Medical Center (Richmond, VA), the New
England Institutional Review Board (Wellesley, MA), University of Iowa (Iowa
City) and Western Institutional Review Board (Olympia, WA). In addition, Baylor
Research Institute (Dallas, TX) had received Qualified Accreditation.
The first step in the accreditation process is an extensive
internal assessment that is submitted to AAHRPP as a program description.
Guidance for developing this assessment is provided by AAHRPP’s “Accreditation
Standards and Evaluation Instrument for Site Visitors.” The AAHRPP workshops are
intended to help institutions navigate the process and are designed to answer
these frequently asked questions:
What departments and staff should be involved in the self-assessment process?
What resources are needed to conduct the self-assessment?
How long does the self-assessment take to complete?
What can we expect once the self-assessment is submitted to AAHRPP?
What happens during a site visit?
What are the common problems that organizations are encountering?
For registration, fee, and schedule information, visit http://www.aahrpp.org/workshops.htm, or contact Todd Bentsen, AAHRPP Assistant Director for Marketing & Communications, at 202-783-8133 or tbentsen@aahrpp.org.
Primates in
Research: Opportunity and Challenge
“Primates in Research: Opportunity and Challenge” is a fact
sheet that addresses questions people ask about research with nonhuman primates.
It is available on the APS website at
http://www.the-aps.org/pa/action/news/primates.htm.
“Today, as we enter an era where we can unravel the mysteries
of the genome and understand diseases at the molecular level, the role of
nonhuman primates is more critical than ever in the search for cures,” the fact
sheet states. Nonhuman primates represent a crucial research model because of
their “striking similarities” to human beings.
The fact sheet goes on to note that while “nonhuman primates
are critical to biomedical research targeting the causes, progression,
prevention, and treatment of a wide variety of human diseases,” it is also the
case that “the benefits move in both directions” since breakthroughs in human
medicine “are also used to treat diseases in other animals, including nonhuman
primates.”
The fact sheet includes a link to further information
provided by the National Primate Research Centers in their new brochure “Linking
Research to Healthy Living” (http://www.primate.wisc.edu/pin/nprcbrochure.pdf).
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